金融庁が三菱UFJ銀行などに業務改善命令　銀行・証券で未公開情報を共有(2024年6月24日)

The Financial Services Agency requires Mitsubishi UFJ Bank, etc. improve business operations Sharing confidential information with banks and securities (2024/06/24)

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金融庁は三菱UFJ銀行と系列の証券会社2社に対し、顧客の意思に反して未公開の情報を共有していたなどとして、業務改善命令を出しました。　
The Financial Services Agency has issued a business improvement order against Mitsubishi UFJ Bank and two affiliated securities firms, accusing them of sharing non-public information against the wishes of customers.
処分を受けたのは、三菱UFJ銀行と三菱UFJモルガン・スタンレー証券、モルガン・スタンレーMUFG証券です。　
Mitsubishi UFJ Bank, Mitsubishi UFJ Morgan Stanley Securities and Morgan Stanley MUFG Securities were fined.
金融庁は銀行と証券会社との情報共有を制限する「ファイアウォール規制」に違反していたなどとして、再発防止に向けた業務改善計画を来月24日までに報告することなどを求めました。　
The Financial Services Authority found the company had violated firewall regulations restricting information sharing between banks and securities firms, at the same time, request the bank to submit a business improvement plan to prevent recurrence before
また、三菱UFJフィナンシャル・グループと三菱UFJ銀行には原因の分析を含む報告徴求命令を出しました。　
In addition, it ordered Mitsubishi UFJ Financial Group and Mitsubishi UFJ Bank to request a report, including an analysis of the causes.
三菱UFJフィナンシャル・グループは「本事案を重く受け止め、再発防止に努める」としています。
Mitsubishi UFJ Financial Group said: “We take this incident seriously and will work to prevent it from happening again.”

金融庁は三菱UFJ銀行と系列の証券会社2社に対し、顧客の意思に反して未公開の情報を共有していたなどとして、業務改善命令を出しました。　

命令

Order, command, decree, directive; (software) instruction, statement

意思

Intention, purpose

改善

Betterment, improvement; kaizen (japanese business philosophy of continuous improvement)

金融

Financing, credit transacting, loaning of money, circulation of money

情報

Information, news, intelligence, advices; information, data contained in characters, signals, code, etc

庁

Government office, agency, board

業務

Business, affairs, duties, work, procedure, task, action, function, (business) operations, operational

公開

Opening to the public, making available to the public, putting on display, exhibiting, showing (play, movie, etc.), holding (interview, etc.), open, public

会社

Company, corporation; workplace

銀行

Bank

共有

Share, joint ownership, co-ownership

出し

Dashi (japanese soup stock made from fish and kelp); pretext, excuse, pretense (pretence), dupe, front man

未

Eighth sign of chinese zodiac (the ram, 1pm-3pm, south-southwest, june)

として

As (i.e. in the role of), for (i.e. from the viewpoint of); apart from... (used to change the topic); even (e.g. "not even a single person"); thinking that..., trying to..

証券

Securities, bonds, certificates

社

Shrine (usually shinto)

に対し

Towards, against, regarding, in contrast with

系列

Series, sequence, system, order of succession; keiretsu (conglomeration of businesses linked by cross-shareholdings)

顧客

Customer, client, patron
処分を受けたのは、三菱UFJ銀行と三菱UFJモルガン・スタンレー証券、モルガン・スタンレーMUFG証券です。　

処分

Disposal, dealing (with a problem), disposition, measure, procedure; punishment; putting down (e.g. diseased animal)

銀行

Bank

受け

Popularity, favour, favor, reception; defense, defence, reputation; agreement; receiver of technique (e.g. in martial arts); submissive partner of a homosexual relationship

証券

Securities, bonds, certificates
金融庁は銀行と証券会社との情報共有を制限する「ファイアウォール規制」に違反していたなどとして、再発防止に向けた業務改善計画を来月24日までに報告することなどを求めました。　

計画

Plan, project, schedule, scheme, program, programme

日

Day, days; sun, sunshine, sunlight; case (esp. unfortunate), event

報告

Report, information

違反

Violation, offense, offence, breach, transgression, infringement, contravention

改善

Betterment, improvement; kaizen (japanese business philosophy of continuous improvement)

金融

Financing, credit transacting, loaning of money, circulation of money

情報

Information, news, intelligence, advices; information, data contained in characters, signals, code, etc

制限

Restriction, restraint, limitation, limit

防止

Prevention, check

庁

Government office, agency, board

規制

Regulation, (traffic) policing, control, restriction

業務

Business, affairs, duties, work, procedure, task, action, function, (business) operations, operational

再発

Return, relapse, reoccurrence

会社

Company, corporation; workplace

銀行

Bank

来月

Next month

共有

Share, joint ownership, co-ownership

求め

Request, appeal, claim, demand; purchase

向け

Intended for ..., oriented towards ..., aimed at ..

として

As (i.e. in the role of), for (i.e. from the viewpoint of); apart from... (used to change the topic); even (e.g. "not even a single person"); thinking that..., trying to..

証券

Securities, bonds, certificates

ウォール

wall

ファイア

fire
また、三菱UFJフィナンシャル・グループと三菱UFJ銀行には原因の分析を含む報告徴求命令を出しました。　

原因

Cause, origin, source

含む

To contain, to comprise, to have, to hold, to include, to embrace; to hold in the mouth; to bear in mind, to understand, to harbor (grudge, etc.), to harbour; to express (emotion, etc.), to imply

分析

Analysis

報告

Report, information

命令

Order, command, decree, directive; (software) instruction, statement

銀行

Bank

出し

Dashi (japanese soup stock made from fish and kelp); pretext, excuse, pretense (pretence), dupe, front man
三菱UFJフィナンシャル・グループは「本事案を重く受け止め、再発防止に努める」としています。

努める

To endeavor (endeavour), to try, to strive, to make an effort, to exert oneself, to be diligent, to be committed (to doing something)

防止

Prevention, check

再発

Return, relapse, reoccurrence

本

Book, volume, script; this, present; main, head; real, regular; counter for long cylindrical things, counter for films, tv shows, etc., counter for goals, home runs, etc., counter for telephone calls

事案

Concern, circumstance which is becoming a problem, case (court)